September 30 Lunch & Learn


Topic: The Intersection of Compliance and Enterprise Risk Management


Similar to Compliance & Ethics, there has been increasing focus in recent years within organizations on the Enterprise Risk Management function, and in particular how ERM and Compliance intersect with each other.  Are ERM and Compliance separate functions?  Should they be?  How can ERM and Compliance teams work together and leverage off of each other?  This virtual lunch-and-learn will feature ERM and Compliance leaders from Delta Airlines and Equifax discussing how their ERM and Compliance programs are structured, how they interact with each other, and tips for getting better results from both.

Learning Objectives:

  • Understand what is meant by Enterprise Risk Management, what risk areas ERM covers, and how it differs from Compliance
  • Explore the various ways Enterprise Risk Management can be organized and structured within an organization
  • Discuss how Enterprise Risk Management and Compliance can work together within an organization to benefit both areas
  • Understand recent trends in Enterprise Risk Management and COVID-19’s effects on Enterprise Risk Management

Date & Agenda: Thursday, September 30, 2021  11:30am – 1pm.

11:30 AM: Welcome & Intros
11:40 AM: Program, including breakout discussion groups
12:45 PM: Q&A

Audience: This event is open to all compliance & ethics professionals.

CEU/CLE: We are happy to provide up to 1.5 credits for SHRM.  This education activity has been submitted to the Compliance Certification Board (CCB)® and the GA Bar and is currently pending their review for approval of CCB CEUs (SCCE) and CLEs (GA Bar). Credits will be issued based on actual run time and attendance.

Additionally, participants can request a participation certificate to use to self-submit for other professional development credits, including CPEs with the GA State Accountancy Board.

Location: A Zoom link will be provided upon registration.

Cost: $75 non-members | No cost to current ACE members


  • Laura Dula | Equifax, Enterprise Risk Management Assessments & Governance Leader
    Laura has been with Equifax for 7 years, the last 3 as the Enterprise Risk Management Assessments & Governance Leader.  Laura was part of the inaugural team that stood up the Risk Management capability at EFX.  She also has consulting experience with a background in process improvement and is a certified Lean/Six Sigma Black Belt.
  • Dawn Kimmich | Delta Airlines, Assistant General Counsel and Director of Compliance
    Dawn Kimmich serves as a Director, Assistant General Counsel for Ethics & Compliance at Delta Air Lines, Inc.  She is responsible for building the Delta compliance programs, particularly in the areas of Anti-Bribery, Antitrust, Trade Sanctions & Restrictions, Import and Export Controls, Government Contracting, Anti-Money Laundering, and Enterprise Records Management.  Dawn provides advice on all Delta Code of Ethics and Business Conduct questions, participates in Delta’s Enterprise Risk Management process, and organizes the Delta Risk Council.  Prior to Delta, she was an Attorney at UPS.  Dawn began her career with UPS in Brussels, Belgium in 2000 in the UPS EMEA Region Legal Department.
  • Eric Mai | Delta Airlines, Director of ERM
    Eric is the Director of Enterprise Risk Management and Fuel Risk Management & Compliance at Delta Air Lines.  Prior to Delta, he was with Novelis for over 14 years in a variety of management roles, culminating as Director of Enterprise Risk Management & Corporate Strategy.


Out of stock

Want a discount? Become a member by purchasing Student/Academic Membership, Nonprofit/Government Membership or Individual Membership!