Please note that times, topics and presenters are subject to change. We will do our best to keep registrants updated with any changes.
8:30 AM – 9:00 AM | Check-In |
9:00 AM – 10:20 AM | Session 1Regulatory & Enforcement Insights – updated |
10:20 AM – 10:40 AM | Break |
10:40 AM – 11:30 AM | Session 2Compliance Analytics: Best Practices for Smarter Risk Management |
11:30 AM – 11:40 AM | Break |
11:40 AM – 12:30 PM | Session 3 |
12:30 PM – 2:00 PM | Lunch |
2:00 PM – 2:50 PM | Session 4 |
2:50 PM – 3:00 PM | Closing |
Regulatory & Enforcement Insights – Updated
Join us for a comprehensive review of recent pronouncements from the DOJ, FTC, and SEC on enforcement priorities. Our panel of regulators will also discuss the latest trends and hot topics that they are currently observing. This is an opportunity to gain valuable insights and stay ahead in the ever-evolving compliance landscape! In the event that the government shutdown persists, we are thankful to Matt Baughman – former Enforcement Attorney at SEC and former Assoc. Deputy Attorney General at DOJ – Timothy Butler – former Attorney at FTC – and Ellen Persons – former Asst. U.S. Attorney at DOJ – for stepping in to offer their perspectives on the current administration’s enforcement priorities.
Learning Objectives:
- Discuss current enforcement progress and new priorities from the current Administration
- Review recent pronouncements from the DOJ, FTC, and SEC on enforcement priorities
- Discuss trends and hot topics that regulators are seeing currently
Presenters:
Matthew Baughman | Associate General Counsel & Head of Practice Protection Team | KPMG
Former Enforcement Attorney, SEC & Assoc. Deputy Attorney General, DOJ
Matt Baughman is Associate General Counsel and Head of the Practice Protection Team at KPMG LLP. He has more than two decades of experience handling the most sensitive and high-profile government investigations of companies and executives in crisis situations. A known and trusted adviser, when Matt was in private practice he was individually ranked by Chambers and Partners in the White-Collar Crime & Government Investigations category, and he was also recognized by SuperLawyers.
Matt has deep experience working both as a Senior Counsel in the Enforcement Division of the Securities and Exchange Commission as well as, more recently, in a top position at the Department of Justice as Associate Deputy Attorney General in charge of white collar enforcement. Prior to joining KPMG in 2024, Matt was a Partner and co-leader in the Atlanta, GA office of the Special Matters & Government Investigations group at King & Spalding LLP.
Timothy Butler | Shareholder | Greenberg Traurig, LLP
Former Attorney, FTC
Tim Butler helps companies thrive by developing tailored strategies to address their regulatory compliance challenges and vigorously defending them in government enforcement actions and bet-the-company lawsuits.
A former prosecuting attorney for the Federal Trade Commission (FTC) and former senior official in the Georgia Attorney General’s Office, Tim has led the defense of dozens of government investigations and enforcement actions brought by the FTC, the Consumer Financial Protection Bureau (CFPB), and the various state attorneys general. Tim also regularly defends clients in bet-the-company lawsuits, including complex business disputes and consumer class actions alleging privacy, false advertising, and unfair or deceptive business practice claims.
A graduate of the University of Chicago and Stanford Law School, Tim is a prolific author and regularly speaks to industry and trade groups about the evolving privacy landscape, about cutting-edge issues affecting payments and fintech companies, and about developments at the FTC, the CFPB, and within the state attorneys general community.
Ellen Persons | Shareholder | Polsinelli
Former Asst. US Attorney, DOJ
Ellen is a tenacious litigator, who works tirelessly for her clients. As a former Assistant U.S. Attorney, Ellen uses her experience to help clients navigate the complexities of government and internal investigations. She represents corporate and individual clients in civil and criminal investigations by the Department of Justice, and regulatory investigations and enforcement actions by the SEC, Department of Labor and other federal and state agencies. Ellen focuses her practice on defending clients against allegations of fraud including matters involving the False Claims Act, the Anti-Kickback Statute, healthcare fraud, antitrust violations and securities fraud. Ellen also has experience defending companies in complex litigation matters.
Ellen previously served as an Assistant U.S. Attorney in the Civil Division of the U.S. Attorney’s Office for the Northern District of Georgia. While there she investigated and prosecuted fraud against the federal government. Ellen also defended the United States against civil claims in numerous contexts.
Moderated by:
Jill Keller Hengen | Of Counsel in the Investigations and White Collar Defense Practice | Jones Day
Jill Keller Hengen is a leader in managing internal, global, and government-facing investigations across a broad spectrum of matters, with substantial experience in the life sciences and health care sectors. She has worked successfully to strengthen and build out corporate compliance programs regarding anticorruption, privacy, trade, ESG (environment, social, governance), and workplace culture.
Jill’s portfolio of work includes extensive experience in government affairs, congressional investigations, crisis management, and proactive compliance reviews, as well as investigations involving anticorruption, accounting fraud, national security, environmental compliance, and problematic conduct by public company officers. Jill’s government relations experience positions her to take a multifaceted approach to investigations that involve the legal and policy arenas. She advises clients on the political and reputational issues facing them while under investigation and develops and implements strategies taking the attendant political and media attention into account.
Compliance Analytics: Best Practices for Smarter Risk Management
Explore best practices for deploying analytics and data-driven insights to enhance compliance programs, detect risk earlier, and improve decision-making. This panel will feature practical examples of compliance analytics in action, discuss key metrics and tools, and offer strategies for integrating analytics into daily operations—regardless of your program’s size or maturity.
Learning Objectives:
- Learn how to apply data analytics to proactively identify compliance risks and trends.
- Gain practical insights into key metrics, tools, and real-world use cases that drive effective compliance monitoring.
- Discover strategies to integrate analytics into your compliance program—no matter the size or stage of development.
Presenters:
Melissa Barris | Sr. Manager, Corporate Compliance & Ethics | The Home Depot
Melissa Barris is the Senior Manager of Corporate Compliance and Ethics at The Home Depot, where she has spent the past decade strengthening the company’s compliance infrastructure, first through risk mitigation and process improvement in Internal Audit, and now by aligning business practices with ethical standards and regulatory expectations in Corporate Compliance. Melissa oversees the company’s whistleblower hotline, corporate policy governance, compliance training and communications, and engagement efforts for a network of 150 Compliance Leads. She also directs the Compliance Program Effectiveness team, delivering consulting and data-driven solutions to strengthen compliance programs embedded across The Home Depot enterprise.
Neelam Nocera | Sr. Manager, Compliance Assessments & Programs | Cox Enterprises
Neelam joined the Ethics & Compliance team at Cox in 2024, standing up the compliance assessments program with our majority owned new business, Cox Farms, and taking ownership of some enterprise compliance programs such as Signature and Spend Authorization. She graduated from University of Georgia (Go Dawgs) in 2016 and began her career at PwC in 2016 specializing in IT Audits for Fortune 500 companies. While at PwC, Neelam acquired her Certification in Information Systems Auditing (CISA). She transitioned to Cox Enterprises in 2019 leading financial, operational and compliance audit and advisory projects across the company.
At Cox, Neelam serves as a co-chair for the Programming, Marketing/Communications, and Ambassador teams for our DiverseABILITY Employee Resource Group (ERG) which focuses on increasing awareness and inclusion of individuals with disabilities and caregivers. Her personal hobbies include travelling, playing sports, and philanthropy.
Nicholas Lawrence | Head of Global Monitoring, Transparency & Insights | UCB
Nicholas Lawrence has 14 years of experience in the healthcare compliance space. He began his career at KPMG in the Forensics practice at KPMG in New York City conducting wholesaler audits and data-driven consulting engagement for pharmaceutical clients. He then joined AbbVie where he served as a senior global compliance auditor as well as business compliance partner for a number of AbbVie brands and the market access department.
Nicholas’ additional experiences span novel start-up companies and Amazon Pharmacy. He currently leads the Global Monitoring and Transparency programs at UCB which is located in Smyrna, GA. Nicholas has a certified public accountant (CPA) license and a certified fraud examiner (CFE) certification.
Moderated by:
Ranjana Ramchandran | Managing Director, Forensic & Integrity Services | EY
Ranjana is a managing director in the Forensic & Integrity Services practice in Atlanta. She has 20 years of experience in investigations, regulatory compliance, fraud prevention and forensic accounting. Ranjana leads teams to help governments detect and prevent fraud, waste, and abuse in federal and state funding administrations, including state human services and education agencies, as well as universities. Ranjana also aids organizations with compliance assessments, monitoring and investigations, focusing on financial statement fraud, the Foreign Corrupt Practices Act and sanctions compliance across various industries globally.
She graduated from the Huntsman Program at the University of Pennsylvania, with a BA in International Studies and French, and a BS in Finance and Accounting from the Wharton School. Ranjana is a CPA licensed in New York and Georgia.
Compliance Policy: Lifecycle Management & Governance
Dive into the full lifecycle of compliance policies—from creation and implementation to enforcement. This panel will explore how to design policies that are not only well-crafted but also consistently applied, actively enforced, and effectively used to guide investigations when issues arise. Panelists will share real-world approaches to managing policy across the organization, discuss common pitfalls in lifecycle management, and provide practical insights into maintaining policy relevance and accountability in a dynamic regulatory environment.
Learning Objectives:
- Understand the full lifecycle of compliance policy management, including drafting, implementing, enforcing, and applying policies during investigations.
- Learn best practices for ensuring consistent application and enforcement of policies across departments and organizational levels.
- Gain practical strategies for leveraging policies as a foundation for internal investigations, while maintaining accountability, traceability, and defensibility throughout the compliance process.
Presenters:
Kelly Cross | Institute Policy Manager | Georgia Institute of Technology
Kelly Cross serves as the Institute Policy Manager at the Georgia Institute of Technology. Kelly holds a B.A. in History and a M.S. in Student Affairs Administration in Higher Education, both from Texas A&M University. During her 16 years in higher education administration, Kelly has worked in student organization management, student programming, and ethics and compliance. In her current role, Kelly supports the Georgia Tech policy program, youth programs compliance, and ethics and compliance engagement.
Amie McLemore | Sr. Director of Enterprise Investigations & Ethics & Compliance and Ethics Center of Excellence | Cox Enterprises
Amie McLemore is a distinguished compliance and ethics professional dedicated to maintaining the highest ethical standards and personal integrity across diverse organizational environments. As a Certified Fraud Examiner (CFE), Certified Compliance & Ethics Professional (CCEP), and Leadership Professional in Ethics & Compliance, she brings a comprehensive expertise in risk management, internal investigations, and ethical business practices. Currently serving at Cox, Amie leads the newly formed Enterprise Investigations team, where she conducts and oversees complex internal investigations while serving as the subject matter expert for the Navex products suite.
Beyond her primary responsibilities, Amie demonstrates exceptional commitment to professional development and community leadership through her active involvement in multiple organizational initiatives. She serves as co-chair of the Cox Legal Well-Being committee and as a board member of the Cox Women’s Employee Resource Group, while also contributing to the Cox Legal Inclusion & Diversity committee. Her leadership extends beyond her organization as Chairman of the Atlanta Compliance & Ethics Roundtable, where she helps shape industry best practices and fosters professional collaboration among compliance professionals in the region.
Mia Reini | Corporate Compliance & Ethics Senior Mgmt | UPS
With over 10 years of experience in corporate compliance and enterprise risk management, Mia Reini has developed strong expertise in compliance best practices, policy governance and training, employee and supplier reporting hotlines, conflict of interest, and compliance liaison programs. Mia’s goal is to foster a culture of compliance and ethics within the organization while protecting its reputation and interests.
Mia currently manages the Compliance & Ethics Programs team at UPS World Headquarters in Atlanta, Georgia. The team portfolio includes M&A Compliance, Anti-Bribery & Anti-Corruption, Third-Party Due Diligence, Antitrust, Records Management, Code of Conduct & Ethics, Corporate Compliance Policy Management, Compliance Training and Awareness. Mia has a BA from Harvard University and a JD from American University. Mia is barred in New York and Massachusetts.
Brennan Stewart | Director, Compliance & Privacy | Rheem Manufacturing
Brennan Stewart leads Rheem’s global corporate compliance program, providing counsel, guidance, and advice on the development, implementation and maintenance of Rheem’s policies, procedures, training, Ethics Helpline, and investigations. She also oversees legal operations and provides employment-related counsel, offering guidance on employment laws and regulations. Brennan also provides legal guidance on privacy, data security and consumer protection laws and regulations, and collaborates with the Information Technology department with implementing preventative safeguards for compliance.
In addition to her career spanning more than 20 years, Brennan’s leadership has been instrumental in shaping the compliance landscape at Rheem, consistently driving forward initiatives that uphold the highest standards of legal and ethical conduct.
Brennan holds a bachelor’s degree in economics from the University of North Carolina (UNC) at Chapel Hill, and a Juris Doctor from the UNC School of Law. She is a member of the North Carolina Bar, State Bar of Georgia and the American Bar Association. Brennan is a Certified Information Privacy Professional (CIPP) and a member of the International Association of Privacy Professionals (IAPP). She served as Chair of the Better Business Bureau serving Metro Atlanta, Athens and NE Georgia (BBB) from 2017 to 2019 and was a board member from 2014 to 2020. Brennan served on the Board for the Atlanta Compliance & Ethics Roundtable from 2021-2024.
Moderated by:
Brad Keckler | Enterprise Sales Executive | LRN
For more than 20 years, Brad Keckler has built his career at the intersection of law, technology, and enterprise sales, helping Fortune 500 companies and leading organizations strengthen their legal, compliance, and risk management strategies. His background spans legal technology, eDiscovery, intellectual property protection, ethics and compliance, and advisory services, giving him a broad perspective on how organizations can meet regulatory requirements while operating with efficiency and integrity.
Today, as an Enterprise Sales Executive at LRN, Brad continues to combine his legal expertise with a passion for innovation, working closely with clients to build values-based cultures, modernize compliance programs, and leverage technology to drive meaningful business results. When he is not working with clients, you can usually find him spending time with his beloved family, on the golf course, or enjoying the beach
AI In Compliance: Foundational Insights & Smarter Vendor Procurement
This session offers a practical introduction to the role of AI in compliance, with a focus on foundational concepts and vendor procurement strategies. As organizations begin exploring AI tools to support compliance efforts, understanding the basics—what AI can and cannot do—is essential. Panelists will share insights on how to assess AI capabilities, navigate procurement challenges, and ensure responsible deployment aligned with legal and ethical standards. Topics will include evaluating vendor claims, managing third-party risk, aligning AI tools with internal policies, and building scalable frameworks for future adoption. Whether you’re just starting your AI journey or looking to refine your procurement approach, this session will provide actionable guidance and a clear path forward.
Learning Objectives:
- Gain a foundational understanding of how AI technologies are being introduced into business functions.
- Learn key considerations for evaluating and procuring AI tools, including legal, operational, and governance factors.
- Explore practical strategies for aligning AI solutions with compliance goals while minimizing risk and maximizing value.
Presenters:
Kyle Gregory | BakerHostetler
Kyle Gregory is a partner at BakerHostetler in Atlanta, and a member of the firm’s nationally recognized Digital Asset and Data Management team. Kyle advises clients across diverse sectors on transactional and compliance matters, with a specialized focus on the complex regulatory and contracting issues which arise at the intersection of healthcare, data protection and technology. Built on a decade of experience in the fields of healthcare compliance, data protection, and technology contracting, Kyle brings a pragmatic approach for organizations navigating the evolving legal landscape of data-driven technologies and artificial intelligence.
Christina D. McCoy | Associate General Counsel | Innova Solutions, Inc.
Christina D. McCoy is Associate General Counsel at Innova Solutions, Inc., where she leads a global team of legal professionals. She oversees international transactions, privacy, AI governance, and legal operations, driving strategic initiatives that have delivered multimillion-dollar efficiencies.
With prior roles at Cox Enterprises, Acoustic, REEF Technology, Calero Software, and Aptean, Christina has advised executive leadership and boards across North America, EMEA, LATAM, and APAC. She is a Certified Information Privacy Professional (CIPP/US, CIPP/EU) and a member of the State Bar of Georgia.
Christina is a past Chair of the State Bar of Georgia’s Privacy & Technology Law Section, where she led the Section to earn “Section of the Year” honors. A frequent speaker for the International Association of Privacy Professionals and the State Bar of Georgia, she has delivered more than 30 presentations on privacy, compliance, AI governance, and emerging technologies. She also serves as Leadership Counsel Chair for The Atlanta Posse Foundation and volunteers with several Atlanta-based nonprofits.
Shau
n Miller | Director, Ethics & Compliance | Southwire Company
Shaun L. Miller is a seasoned ethics and compliance executive with a career spanning multiple industries, including manufacturing, healthcare, and financial services. She has led global programs focused on regulatory compliance, investigations, third-party risk management, and ethical culture transformation. Shaun’s approach blends strategic vision with operational execution, enabling organizations to navigate complex regulatory environments while fostering integrity and accountability.
Currently serving as Director of Ethics & Compliance at Southwire Company, Shaun is a Certified Compliance & Ethics Professional (CCEP) and a recognized voice in the compliance community. She frequently contributes to industry conversations on emerging topics such as artificial intelligence, data governance, and ethical leadership. Her ability to translate complex regulatory requirements into actionable business practices makes her a trusted advisor and change agent. Shaun has presented at national conferences including SCCE’s Compliance & Ethics Institute, where she recently shared practical strategies for leveraging AI to enhance compliance programs. Shaun has an MPH in Health Resource Management, is active in her community, and currently serves as president of the BCBSNC African American Black Employee Network and has volunteered for many years with organizations like Habitat for Humanity.
Moderated by:
Tom Fallucco | Regional Director | Archer Integrated Risk Management
Tom has more than 25 years of experience architecting business-to-business software solutions that address complex operational and strategic challenges across the enterprise. His expertise spans the evaluation and deployment of risk management, regulatory compliance, cybersecurity, and IT infrastructure that bridge vision and execution across business and technology leaders. Tom leads cross-functional teams in designing and implementing transformative programs that strengthen organizational resilience, accelerate digital maturity, and deliver measurable enterprise value. He brings a deep understanding of how to align technology strategy with business objectives, driving growth and sustainable competitive advantage.