Best Practices Workshop Toolkit

Session Resources:

Update from the DOJ and SEC: Regulatory and Enforcement Priorities:

• Dept of Justice News: Deputy Attorney General Lisa O. Monaco Delivers Remarks on Corporate Criminal Enforcement [9.15.22]
• Memo re: Further Revisions to Corporate Criminal Enforcement Policies Following Discussions with Corporate Crime Advisory Group [9.15.22]
• Dept of Justice News: Assistant Attorney General Kenneth A. Polite Delivers Remarks at the University of Texas Law School [9.16.22]
• Dept of Justice News: Principal Associate Deputy Attorney General Marshall Miller Delivers Live Keynote Address at Global Investigations Review [9.20.22]
• Glencore Ex H Plea Agreement Compliance Certificate

Compliance Program Effectiveness Assessments

• Presentation Deck: Compliance Program Effectiveness

Third Party Risk Management:

• Presentation Deck: Third Party Risk Management